Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Yu is a financial advisor with over 30 years of experience. Peter Yu is currently registered with Osaic Wealth, Inc. in California. Peter Yu has held previous positions with SIGNATOR INVESTORS, INC., JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY, SUNSET FINANCIAL SERVICES, INC., JOHN HANCOCK DISTRIBUTORS, INC., FIDELITY EQUITY SERVICES CORPORATION, SMA EQUITIES, INC. and NEW YORK LIFE VARIABLE CONTRACTS CORPORATION. Peter Yu has passed the Securities Industry Essentials Examination and the Investment Company Products/Variable Contracts Representative Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
11/02/2018 - Present
Osaic Wealth, Inc. (SAN JOSE CA)
CA
03/26/1997 - 11/02/2018
SIGNATOR INVESTORS, INC. (SAN JOSE CA)
MA
03/26/1997 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
MO
03/17/1997 - 04/01/1997
SUNSET FINANCIAL SERVICES, INC. (KANSAS CITY MO)
MA
02/13/1995 - 03/10/1997
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
02/13/1995 - 03/10/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NA
04/11/1992 - 02/09/1995
FIDELITY EQUITY SERVICES CORPORATION
MA
04/04/1984 - 03/03/1992
SMA EQUITIES, INC. (WORCESTER MA)
NA
05/18/1983 - 08/29/1983
NEW YORK LIFE VARIABLE CONTRACTS CORPORATION
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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