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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Klein is a financial advisor with over 50 years of experience in the financial services industry. Peter currently works at Morgan Stanley in Coral Gables, Florida. Prior to joining Morgan Stanley, Peter was with Citigroup Global Markets Inc. for 20 years. Peter specializes in asset allocation, financial planning, and portfolio management for individuals, businesses, and investment companies. Peter is registered to offer investment advice in 27 states and is also a registered representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
04/23/2020 - Present
Morgan Stanley (Coral Gables FL)
FL
05/22/1989 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)
NA
12/12/1978 - 05/22/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
09/16/1977 - 01/22/1979
BACHE HALSEY STUART SHIELDS INCORPORATED
NA
08/27/1976 - 09/16/1977
BACHE HALSEY STUART INC.
NA
02/27/1976 - 08/27/1976
BACHE & CO INCORPORATED
NA
06/26/1968 - 02/27/1976
BACHE & CO., INCORPORATED
BC
Issued 05/24/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 10/23/1981
Series 5 - Interest Rate Options Examination
BC
Issued 07/19/1977
PC - AMEX Put and Call Exam
BC
Issued 06/24/1968
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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