Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Kendall Warren is a financial professional with over 20 years of experience in the industry. Peter has a wide range of experience, having worked with various firms such as WELLS FARGO ADVISORS, LLC, PROEQUITIES, INC., and LPL FINANCIAL CORPORATION. Currently, Peter works at TIAA-CREF Individual & Institutional Services, LLC where he is a registered representative. Peter holds a variety of licenses and qualifications, including Series 7, 6, 63, and 65. Peter is registered in 52 states and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
CO
01/17/2023 - Present
Tiaa-Cref Individual & Institutional Services, LLC (DENVER CO)
TN
04/22/2010 - 10/13/2011
WELLS FARGO ADVISORS, LLC (BRENTWOOD TN)
AL
07/22/2008 - 12/24/2009
PROEQUITIES, INC. (BIRMINGHAM AL)
FL
04/03/2007 - 05/15/2008
LPL FINANCIAL CORPORATION (FT. LAUDERDALE FL)
PA
11/22/2004 - 04/02/2007
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
NY
03/25/2002 - 11/05/2004
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
OH
10/05/2001 - 01/10/2002
OHIO NATIONAL EQUITIES, INC. (CINCINNATI OH)
NY
04/21/1995 - 03/28/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/18/1994 - 05/05/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CT
01/01/1994 - 04/21/1994
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
BC
Issued 01/24/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/23/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/11/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/17/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/19/2022
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 03/02/2007
Series 7 - General Securities Representative Examination
BC
Issued 10/04/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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