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Peter Kelly Sims

Pennhaven Brokerage Partners, LLC

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About Peter Kelly Sims

Peter Sims is a financial advisor who joined Pennhaven Brokerage Partners, LLC in December 2023. Peter is a registered representative with FINRA and is licensed to sell securities in Pennsylvania. Peter has been in the financial services industry since 1994 and has experience working with clients across a range of financial needs.

Firm Information

Peter Sims is currently registered with Pennhaven Brokerage Partners, LLC. Pennhaven Brokerage Partners, LLC is a Limited Liability Company formed in June 2020. The firm is registered in Connecticut, North Carolina, Pennsylvania, South Carolina, Utah, and West Virginia. It is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Sims’s Registration & Firm History

PA

12/07/2023 - Present

Pennhaven Brokerage Partners, LLC (DOYLESTOWN PA)

AR

08/19/2021 - 12/31/2021

ST. BERNARD FINANCIAL SERVICES, INC. (RUSSELLVILLE AR)

PA

05/05/2015 - 10/03/2019

CHESTERBROOK CAPITAL (Berwyn PA)

PA

11/26/2003 - 11/07/2014

LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)

RI

10/17/1994 - 11/17/2003

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

PA

09/08/1989 - 10/07/1994

FIN-PLAN INVESTMENTS, INC. (SOUDERTON PA)

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Licenses & Designations

IA

Issued 06/03/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/04/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/18/2016

Series 24 - General Securities Principal Examination

BC

Issued 01/29/2004

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/21/2015

Series 7 - General Securities Representative Examination

BC

Issued 07/19/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Peter Kelly Sims.
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