Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Ju has been in the financial services industry since September 1994. He is currently registered with J.P. Morgan Securities LLC and has previous experience with firms such as Morgan Stanley and G-2 Trading, LLC. Peter Ju holds licenses including Series 66, Series 63, and Series 7. His current registration is active in multiple states, including New Jersey, New York, and Texas. Peter Ju specializes in providing financial planning and portfolio management services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
06/02/2020 - Present
J.p. Morgan Securities LLC (PLEASANTVILLE NY)
NY
07/24/2013 - 02/01/2016
MORGAN STANLEY (PURCHASE NY)
NY
10/11/2010 - 08/29/2012
G-2 TRADING,LLC (NEW YORK NY)
NY
07/15/2009 - 04/30/2010
LIGHTHOUSE FINANCIAL GROUP, LLC (NEW YORK NY)
NY
03/16/2009 - 07/10/2009
HAPOALIM SECURITIES USA, INC. (NEW YORK NY)
NJ
12/18/2006 - 03/13/2009
HUDSON SECURITIES,INC. (JERSEY CITY NJ)
NY
11/13/2006 - 01/09/2007
COLLINS STEWART INC. (NEW YORK NY)
NY
01/08/2005 - 12/05/2006
TULLETT LIBERTY SECURITIES INC. (NEW YORK NY)
NY
03/25/2004 - 04/25/2006
SARATOGA CAPITAL MARKETS (NEW YORK NY)
NY
12/03/2002 - 01/14/2005
BURLINGTON CAPITAL MARKETS INC. (NEW YORK NY)
NY
08/01/2000 - 04/30/2002
INSTINET CORPORATION (NEW YORK NY)
NY
03/04/1993 - 08/01/2000
INSTINET CORPORATION (NEW YORK NY)
NA
08/24/1987 - 01/27/1988
INVESTORS CENTER INCORPORATED
BOTH
Issued 08/28/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/17/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/01/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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