Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Sweeney is a registered representative with Capital One Securities, Inc. located in Chicago, Illinois. Peter has been in the financial services industry since November 12, 2012. Peter holds Series 63, 7, 79, and SIE licenses. Prior to joining Capital One Securities, Inc. in September 2015, Peter was employed by BMO Capital Markets Corp., also in Chicago, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
09/08/2015 - Present
Capital ONE Securities, Inc. (Chicago IL)
IL
05/09/2012 - 03/03/2015
BMO CAPITAL MARKETS CORP. (CHICAGO IL)
BC
Issued 06/05/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 05/08/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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