Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Sullivan is a financial advisor with over 25 years of experience in the industry. Peter is currently registered with LPL Financial LLC in Winchester, MA. Before joining LPL Financial LLC, Peter was a registered representative for CUNA BROKERAGE SERVICES, INC. and LION STREET FINANCIAL, LLC. Peter holds multiple licenses, including Series 6, 7, 26, 63, and 65. Peter also holds the SIE designation. Peter's focus is on providing a wide range of financial services to individuals, families, and businesses. Peter specializes in providing financial planning, investment management, and retirement planning services. Peter is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
05/18/2022 - Present
LPL Financial LLC (Winchester MA)
MA
02/06/2015 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (Winchester MA)
TX
02/19/2014 - 01/02/2015
LION STREET FINANCIAL, LLC (AUSTIN TX)
MA
01/19/2012 - 01/31/2014
PARK AVENUE SECURITIES LLC (NEEDHAM MA)
NY
12/03/2008 - 11/03/2011
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
MA
04/13/2005 - 10/02/2008
PHOENIX EQUITY PLANNING CORPORATION (WOBURN MA)
NY
02/01/2003 - 01/24/2005
DIVERSIFIED INVESTORS SECURITIES CORP. (HARRISON NY)
CA
03/22/1996 - 02/01/2003
TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)
CA
03/22/1996 - 06/12/1997
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
IA
Issued 03/13/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/07/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/10/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2015
Series 7 - General Securities Representative Examination
BC
Issued 03/19/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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