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Peter Joseph Roman

Corebridge Capital Services, Inc.

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About Peter Joseph Roman

Peter Roman is a financial advisor registered with Corebridge Capital Services, Inc. Peter has been a financial advisor in the industry for over 14 years. Peter has a Series 7, Series 6, and SIE licenses. Peter is currently registered in Alabama, Florida, Georgia, New York and Tennessee. Previously, Peter was registered with Arete Wealth Management, LLC, Stira Capital Markets Group, LLC, Orchard Securities, LLC, ADP Broker-Dealer, Inc., and SunAmerica Capital Services, Inc.

Firm Information

Peter Roman is currently registered with Corebridge Capital Services, Inc.. Corebridge Capital Services, Inc. is a corporation formed in November 1982 and is registered in all 50 states plus the District of Columbia and Puerto Rico. The firm is also registered with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

273

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Roman’s Registration & Firm History

CA

03/18/2024 - Present

Corebridge Capital Services, Inc. (WOODLAND HILLS CA)

IL

04/05/2019 - 03/18/2024

ARETE WEALTH MANAGEMENT, LLC (CHICAGO IL)

CA

08/07/2017 - 10/18/2018

STIRA CAPITAL MARKETS GROUP, LLC (IRVINE CA)

UT

10/02/2013 - 04/29/2017

ORCHARD SECURITIES, LLC (PLEASANT GROVE UT)

NJ

08/27/2012 - 08/27/2013

ADP BROKER-DEALER, INC. (ROSELAND NJ)

CA

08/23/2011 - 08/20/2012

SUNAMERICA CAPITAL SERVICES, INC. (WOODLAND HILLS CA)

MA

08/05/2008 - 07/19/2011

SUN LIFE FINANCIAL DISTRIBUTORS, INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 08/26/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/17/2013

Series 7 - General Securities Representative Examination

BC

Issued 08/04/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter Joseph Roman.
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