Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Rafaniello is a financial advisor in Lima, Ohio. He has been working in the financial industry for over 20 years and is currently registered with LPL Financial LLC. Peter has several registrations in multiple states and holds a Series 6, 7, 31, and SIE licenses. He specializes in portfolio management for individuals and businesses, and offers financial planning services. Peter also holds non-variable insurance licenses and works with several insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OH
07/11/2012 - Present
LPL Financial LLC (LIMA OH)
OH
04/02/2007 - 10/14/2008
MORGAN STANLEY & CO. INCORPORATED (FINDLAY OH)
OH
05/06/2002 - 04/02/2007
MORGAN STANLEY DW INC. (FINDLAY OH)
NJ
10/14/1999 - 09/24/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 07/05/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 07/10/2001
Series 7 - General Securities Representative Examination
BC
Issued 10/13/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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