Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Ponzio is a financial advisor with Equitable Advisors, LLC. Peter has been in the financial industry since 1986 and has experience with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Peter holds the Series 6, 7, 63, 65, and 26 licenses. Peter is a member of the Financial Industry Regulatory Authority (FINRA) and is also registered with the Investment Adviser Association. Peter is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
10/03/2022 - Present
Equitable Advisors, LLC (BALA CYNWYD PA)
NY
05/16/2022 - 09/16/2022
PURSHE KAPLAN STERLING INVESTMENTS (ALBANY NY)
PA
06/07/2018 - 06/30/2020
PTS BROKERAGE, LLC (Yardley PA)
PA
03/29/2016 - 02/14/2017
INVESTMENT PROFESSIONALS, INC. (Doylestown PA)
PA
01/19/2015 - 03/30/2016
EAGLEVIEW SECURITIES, INC (DOYLESTOWN PA)
PA
08/28/2014 - 01/14/2015
FIRST SAVINGS SECURITIES, INC. (DOYLESTOWN PA)
NJ
10/19/2012 - 08/12/2014
LPL FINANCIAL LLC (MERCERVILLE NJ)
NJ
12/15/2010 - 10/12/2012
SUNBELT SECURITIES, INC. (LUMBERTON NJ)
NJ
12/08/2008 - 12/31/2010
EVOLVE SECURITIES, INC. (MT. LAUREL NJ)
NJ
04/03/2006 - 12/04/2008
ING FINANCIAL PARTNERS, INC. (MT LAUREL NJ)
NJ
06/14/2000 - 11/07/2005
COMMERCE CAPITAL MARKETS, INC. (CHERRY HILL NJ)
TX
10/03/1997 - 06/12/2000
AMERICAN GENERAL FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
02/07/1996 - 06/12/2000
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
CT
09/04/1990 - 01/04/1996
SMITH ANNUITY SERVICES, INC. (WINDSOR CT)
NA
02/02/1989 - 10/18/1989
OXFORD CAPITAL SECURITIES, INC.
NA
06/29/1987 - 11/28/1988
W. S. GRIFFITH & CO., INC.
NA
05/30/1984 - 06/08/1987
FIRST INVESTORS CORPORATION
IA
Issued 12/13/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/27/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/2022
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 03/13/2022
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/13/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/13/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1999
Series 7 - General Securities Representative Examination
BC
Issued 05/25/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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