Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Noto is an investment advisor with &partners. Peter has been in the industry since 1986. Peter is registered with FINRA and is also licensed in multiple states. Peter offers a wide range of services including financial planning, portfolio management, educational seminars and publication of periodicals. Peter currently manages approximately $1 billion to $10 billion in assets for individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Portfolio manager selection, furnish advice not involving securities, research report services, 1042 portfolio construction
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Trans fee, service charges; 12b-1; money market trls; bdsp
1
2
MO
08/30/2024 - Present
&partners (Clayton MO)
NY
10/01/1999 - 09/04/2024
WELLS FARGO CLEARING SERVICES, LLC (ROCHESTER NY)
NC
02/22/1999 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
OH
09/04/1998 - 02/19/1999
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
NY
03/22/1989 - 09/04/1998
ESSEX CAPITAL MARKETS, INC. (ROCHESTER NY)
NA
09/12/1986 - 07/20/1989
PRUCO SECURITIES CORPORATION
IA
Issued 01/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/11/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/10/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2010
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 04/21/1990
Series 7 - General Securities Representative Examination
BC
Issued 04/20/1989
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 09/11/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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