Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Joseph Murphy is a financial professional with over 20 years of experience in the industry. He has a comprehensive understanding of financial markets and is a highly skilled investment advisor. Peter has held positions at several prominent firms, including Brean Capital, LLC, Olden Lane Securities, LLC, and UBS Securities LLC. He is currently registered as a broker-dealer with Brean Capital, LLC, and holds licenses for a variety of financial products and services. Peter is committed to providing his clients with personalized financial advice that meets their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
01/27/2020 - Present
Brean Capital, LLC (SUMMIT NJ)
NJ
01/08/2018 - 01/27/2020
OLDEN LANE SECURITIES, LLC (Summit NJ)
NY
09/07/2017 - 11/28/2017
BREAN CAPITAL, LLC (NEW YORK NY)
NY
09/17/2013 - 03/13/2017
PERSHING LLC (NEW YORK NY)
NY
09/06/2012 - 03/13/2017
BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)
NJ
06/16/2006 - 07/19/2012
UBS SECURITIES LLC (WEEHAWKEN NJ)
NJ
04/05/2004 - 06/28/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
MO
07/01/2003 - 03/10/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
09/01/1998 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 08/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/11/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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