Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter McNierney is a financial professional with over 25 years of experience in the industry. Peter has a broad range of experience in the securities industry, holding registrations with the Financial Industry Regulatory Authority (FINRA) and various state securities regulators. Peter is currently registered with Brean Capital, LLC. Prior to joining Brean Capital, LLC, Peter was employed by Gleacher & Company Securities, Inc., Robertson Stephens, Inc., BancAmerica Robertson Stephens, and Smith Barney Inc. Peter is a Series 7, Series 24, Series 63, Series 79TO, Series 99TO, and SIE licensed professional. Peter currently holds active registrations in California, Florida, Illinois, New Jersey, New York, and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
03/01/2013 - Present
Brean Capital, LLC (CHICAGO IL)
NY
10/08/2002 - 05/11/2011
GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)
CA
09/01/1998 - 08/27/2002
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
CA
06/11/1998 - 09/01/1998
BANCAMERICA ROBERTSON STEPHENS (SAN FRANCISCO CA)
NY
01/27/1995 - 09/12/1997
SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 11/03/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/11/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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