Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Klein is a financial advisor with Hightower Advisors, LLC, and has been in the financial services industry since September 1986. Peter has a wide range of experience, having previously worked at firms such as UBS Financial Services Inc., Lehman Brothers Inc., and First Albany Corporation. Peter holds the Series 7, Series 63, and Series 65 licenses and is a Chartered Financial Analyst. Peter provides a variety of services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
NY
02/12/2021 - Present
Hightower Advisors, LLC (MELVILLE NY)
NY
08/08/1994 - 11/18/2013
UBS FINANCIAL SERVICES INC. (MELVILLE NY)
NY
09/01/1992 - 08/18/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
01/02/1990 - 08/31/1992
FIRST ALBANY CORPORATION (NEW YORK NY)
NA
01/18/1989 - 12/21/1989
J. T. MORAN & CO., INC.
NA
06/11/1987 - 01/02/1989
EQUITABLE SECURITIES OF NEW YORK,INC.
NA
05/14/1987 - 06/10/1987
MAYNARD MEREL & CO., INC.
NA
08/19/1986 - 04/27/1987
INVESTORS CENTER INCORPORATED
IA
Issued 08/29/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/03/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Peter Klein is the right advisor for you? Invested Better is here to help.
