Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Herbst is a financial advisor with over 23 years of experience in the financial services industry. Peter is currently registered with Charles Schwab & Co., Inc. as a Registered Representative and Investment Advisor Representative, holding licenses in Arizona and California. Peter has a strong history of working with clients in various states, including Arizona, California, and North Carolina. Before joining Charles Schwab, Peter worked with OptionsXpress, Inc. and Wells Fargo Funds Distributor, LLC. Peter is dedicated to helping clients achieve their financial goals through a variety of services, including financial planning. He is registered with the Financial Industry Regulatory Authority (FINRA) and holds various licenses and registrations, including Series 3, 7, 9, 10, 63 and 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
AZ
05/14/2020 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
AZ
09/02/2011 - 11/14/2017
OPTIONSXPRESS, INC. (PHOENIX AZ)
NC
04/23/2005 - 07/11/2005
WELLS FARGO FUNDS DISTRIBUTOR, LLC (CHARLOTTE NC)
WI
03/30/2000 - 04/23/2005
STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)
BOTH
Issued 05/14/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/12/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/13/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/01/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2011
Series 3 - National Commodity Futures Examination
BC
Issued 03/29/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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