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Peter Joseph Glowacki

Tcfg Investment Advisors, LLC

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About Peter Joseph Glowacki

Peter Glowacki is an investment advisor representative associated with Tcfg Investment Advisors, LLC. Peter has over 30 years of experience in the financial services industry. Peter's career began at Smith Barney, Harris Upham & Co., Incorporated in 1983, where he worked for seven years. From 1990 to 1998, he was employed at Dain Rauscher Incorporated. Peter has been registered with RBC Capital Markets, LLC since 1998. He joined TCFG Wealth Management, LLC in April 2023, and subsequently transitioned to TCFG Investment Advisors, LLC. Peter holds the Series 7, 63, and 65 licenses. Peter is a highly experienced investment advisor representative who is dedicated to providing clients with personalized financial advice and guidance.

Firm Information

Peter Glowacki is currently registered with Tcfg Investment Advisors, LLC. Tcfg Investment Advisors, LLC is a registered investment advisor located in Laguna Niguel, CA. The firm provides financial planning and portfolio management services to individuals, high-net-worth individuals, and pension and profit-sharing plans. Tcfg Investment Advisors, LLC manages approximately $506,774,284 in assets. The firm has 24 employees, including 11 licensed agents and 22 registered representatives.
Tcfg Investment Advisors, LLC

28202 CABOT RD

LAGUNA NIGUEL, CA 92677

$506.77M

Assets Under Management

Not reported

Total Clients

26

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Peter Glowacki’s Registration & Firm History

WI

05/08/2023 - Present

Tcfg Investment Advisors, LLC (Brookfield WI)

CA

04/24/2023 - 04/01/2024

TCFG WEALTH MANAGEMENT, LLC (LAGUNA NIGUEL CA)

WI

03/02/1998 - 03/22/2023

RBC CAPITAL MARKETS, LLC (BROOKFIELD WI)

NA

05/30/1990 - 03/02/1998

DAIN RAUSCHER INCORPORATED

NY

07/21/1983 - 06/01/1990

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 03/08/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/26/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/16/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Peter Joseph Glowacki. Review regulatory record here.
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