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Peter Joseph Floyd

DC Advisory

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About Peter Joseph Floyd

Peter Floyd is a financial advisor with DC Advisory. Peter is a registered representative in New York and has a Series 79TO, Series 63, and SIE. Peter has been in the financial industry since February 19, 2022. Before joining DC Advisory, Peter was employed with Stifel, Nicolaus & Company, Incorporated.

Firm Information

Peter Floyd is currently registered with DC Advisory. DC Advisory is a Limited Liability Company that was formed on April 1, 2012. The firm is registered in California, District of Columbia, Illinois, and New York. It has one approved SEC registration and four approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

80

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Floyd’s Registration & Firm History

NY

02/28/2024 - Present

DC Advisory (NEW YORK NY)

NY

09/13/2021 - 09/20/2023

STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/31/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/11/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/26/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter Joseph Floyd.
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