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Peter Joseph Deavan

Capital Client Group, Inc.

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About Peter Joseph Deavan

Peter Deavan is a financial advisor with Capital Client Group, Inc. Peter has been working in the financial industry since August 4, 1999. Peter's current firm is located in Los Angeles, CA and Peter is registered with the state of California. Peter has passed Series 6, 7, 26, 63 and 65 exams. Peter has prior registrations with John Hancock Funds, LLC and Signator Investors, Inc. Peter has had previous employment with American Funds, Peter is registered with FINRA and the state of California.

Firm Information

Peter Deavan is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Peter Deavan’s Registration & Firm History

CA

09/04/2013 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

MA

11/24/1999 - 10/30/2006

JOHN HANCOCK FUNDS, LLC (BOSTON MA)

MA

07/16/1999 - 01/21/2000

SIGNATOR INVESTORS, INC. (BOSTON MA)

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Licenses & Designations

IA

Issued 09/04/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/04/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/15/2006

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/23/1999

Series 7 - General Securities Representative Examination

BC

Issued 08/21/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter Joseph Deavan.
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