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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Cowen is a financial advisor with LPL Financial LLC, located in Wallingford, Connecticut. Peter has been in the industry since 2001 and holds several licenses and certifications, including the Series 7, Series 6, Series 62, and Series 63, and the Uniform Investment Adviser Law Examination (Series 65). Peter has experience working with a range of clients, including individuals, high-net-worth individuals, corporations, and charitable organizations. Peter provides a variety of financial services, including financial planning, investment management, and insurance. Peter is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
05/11/2021 - Present
LPL Financial LLC (WALLINGFORD CT)
CT
02/10/2004 - 05/07/2021
VOYA FINANCIAL ADVISORS, INC. (WALLINGFORD CT)
CT
05/09/2003 - 01/09/2004
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
KS
09/12/2001 - 05/07/2003
WADDELL & REED, INC. (OVERLAND PARK KS)
IA
Issued 10/09/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/20/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2012
Series 7 - General Securities Representative Examination
BC
Issued 10/25/2007
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 09/11/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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