Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Conley is a securities professional with over 30 years of experience in the financial services industry. Peter is currently registered with Sutter Securities Inc. in Irvine, CA. Peter previously worked for firms including Boustead Securities, LLC, MDB Capital Group LLC, Northland Securities, INC., Brookstreet Securities Corporation, First Securities USA, INC., L.H. Friend, Weinress, Frankson & Presson, LLC, International Capital Growth LLC, E*OFFERING, Cruttenden Roth Incorporated, Texas Capital Securities, INC., Cruttenden & Co., INC., Lehman Brothers INC., Bear, Stearns & Co. INC. and Shearson Lehman Hutton INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
04/15/2021 - Present
Sutter Securities Inc. (IRVINE CA)
TX
07/02/2009 - 11/01/2012
MDB CAPITAL GROUP LLC (ADDISON TX)
NV
02/19/2009 - 07/06/2009
NORTHLAND SECURITIES, INC. (INCLINE VILLAGE NV)
CA
08/24/2005 - 02/18/2009
MDB CAPITAL GROUP LLC (SANTA MONICA CA)
CA
05/28/2004 - 09/20/2005
BROOKSTREET SECURITIES CORPORATION (SAN JUAN CAPISTRANO CA)
TX
04/25/2003 - 05/27/2004
MDB CAPITAL GROUP LLC (ADDISON TX)
CA
08/16/2002 - 05/15/2003
FIRST SECURITIES USA, INC. (IRVINE CA)
CA
01/30/2002 - 08/06/2002
L.H. FRIEND, WEINRESS, FRANKSON & PRESSON, LLC (IRVINE CA)
FL
07/12/2001 - 01/29/2002
INTERNATIONAL CAPITAL GROWTH LLC (BOCA RATON FL)
CA
04/30/1999 - 03/08/2000
E*OFFERING (SAN FRANCISCO CA)
CA
02/23/1995 - 02/26/1999
CRUTTENDEN ROTH INCORPORATED (NEWPORT BEACH CA)
TX
10/27/1994 - 03/02/1995
TEXAS CAPITAL SECURITIES, INC. (HOUSTON TX)
CA
09/30/1991 - 09/28/1994
CRUTTENDEN & CO., INC. (NEWPORT BEACH CA)
NY
09/06/1990 - 02/20/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
01/17/1990 - 08/27/1990
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
12/20/1988 - 02/05/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
BC
Issued 01/17/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 03/03/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/06/1989
Series 3 - National Commodity Futures Examination
BC
Issued 12/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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