Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Barone is an investment advisor with Ameriprise Financial Services, LLC. Peter has been in the financial services industry since 1982 and has extensive experience in the field. Peter is registered with the Financial Industry Regulatory Authority (FINRA) and holds multiple licenses including Series 7, Series 3, Series 9, Series 10, Series 63 and Series 65. Peter also holds active registrations in multiple states including New York, Texas, Delaware, Florida, Maryland, New Jersey, North Carolina, Pennsylvania, Tennessee, Virginia. Peter offers a variety of financial services including financial planning, investment management, and asset allocation services. Peter is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
12/12/2009 - Present
Ameriprise Financial Services, LLC (Garden City NY)
NY
04/21/2006 - 11/25/2009
TD WEALTH MANAGEMENT SERVICES INC. (MELVILLE NY)
NY
11/10/2000 - 05/15/2006
UBS FINANCIAL SERVICES INC. (HUNTINGTON NY)
NY
08/23/1995 - 11/13/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 08/30/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
09/01/1989 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
02/26/1988 - 09/13/1989
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
10/18/1983 - 03/08/1988
PAINEWEBBER INCORPORATED
NA
09/24/1982 - 10/05/1983
BRODIS SECURITIES INCORPORATED
IA
Issued 08/29/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/04/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/16/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/1988
Series 3 - National Commodity Futures Examination
BC
Issued 09/18/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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