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Peter Jonathan Ward

Btig, LLC

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About Peter Jonathan Ward

Peter Jonathan Ward is a registered representative with BTIG, LLC. Peter is a securities industry professional with over 20 years of experience. Peter has held previous positions with Execution Noble, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Peter Ward is currently registered with Btig, LLC. Btig, LLC is a Limited Liability Company formed in 2002. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Ward’s Registration & Firm History

NY

11/28/2012 - Present

Btig, LLC (New York NY)

CT

03/11/2009 - 02/03/2011

EXECUTION NOBLE, LLC (GREENWICH CT)

CT

07/29/2003 - 01/16/2008

EXECUTION, LLC (GREENWICH CT)

NY

08/29/1996 - 02/05/2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/05/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/30/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/27/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Peter Jonathan Ward.
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