Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Valles is a financial advisor with Summit Financial, LLC. Peter has been in the industry for over 23 years and specializes in providing financial planning, pension consulting, and portfolio management for individuals and businesses. Peter is a registered representative with the Financial Industry Regulatory Authority (FINRA) and a registered investment advisor with the state of New Jersey. Peter's experience includes working for several well-known firms including Janney Montgomery Scott LLC, Daiwa Capital Markets America Inc, and Sterne, Agee & Leach, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
08/03/2021 - Present
Summit Financial, LLC (MORRISTOWN NJ)
NJ
06/17/2020 - 08/03/2021
APW CAPITAL, INC. (Morristown NJ)
NY
01/25/2018 - 07/03/2018
DAIWA CAPITAL MARKETS AMERICA INC. (NEW YORK NY)
NY
12/07/2010 - 10/24/2017
JANNEY MONTGOMERY SCOTT LLC (NEW YORK NY)
NY
05/09/2006 - 11/12/2010
STERNE, AGEE & LEACH, INC. (NEW YORK NY)
NY
08/03/2005 - 05/23/2006
BLAYLOCK & COMPANY, INC. (NEW YORK NY)
NY
06/01/2005 - 06/30/2005
KEEFE, BRUYETTE & WOODS, INC. (NEW YORK NY)
CT
04/08/1998 - 06/22/2005
ADVEST, INC. (HARTFORD CT)
NY
02/06/1997 - 07/17/1998
DUKE & CO., INC. (NEW YORK NY)
CA
09/16/1996 - 02/07/1997
J.B. OXFORD & COMPANY (SHERMAN OAKS CA)
NJ
02/08/1996 - 03/18/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 07/09/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/17/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/03/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/1996
Series 7 - General Securities Representative Examination
BC
Issued 01/02/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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