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Peter Jonathan Schwartz

KKR Capital Markets LLC

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About Peter Jonathan Schwartz

Peter Schwartz is a financial advisor with KKR Capital Markets LLC, a firm located in San Francisco, California. Peter holds the Series 7TO, Series 66, and SIE licenses and has been in the industry since April 15, 2019. Peter has previously worked at Blackrock Investments, LLC and is currently registered with the Financial Industry Regulatory Authority (FINRA) as well as the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.

Firm Information

Peter Schwartz is currently registered with KKR Capital Markets LLC. KKR Capital Markets LLC is a Limited Liability Company that was formed on January 29, 2007. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. KKR Capital Markets is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Schwartz’s Registration & Firm History

CA

06/11/2024 - Present

KKR Capital Markets LLC (SAN FRANCISCO CA)

CA

02/21/2019 - 04/17/2024

BLACKROCK INVESTMENTS, LLC (SAN FRANCISCO CA)

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Licenses & Designations

BOTH

Issued 03/19/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/21/2019

Series 7TO - General Securities Representative Examination

BC

Issued 01/10/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter Jonathan Schwartz.
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