Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Nielsen is a financial professional with over 25 years of experience in the financial services industry. Peter is currently a registered representative with Citigroup Global Markets Inc. Peter has held prior positions with Citigroup Investment Services, HSBC Securities (USA) Inc., HSBC Brokerage (USA) Inc., UBS Financial Services Inc., Salomon Smith Barney Inc., and Renaissance Financial Securities Corp. Peter holds multiple FINRA licenses and is licensed to sell securities in multiple states. Peter specializes in Portfolio Management for Individuals and Businesses, Asset Allocation Advice, Financial Planning, and Pension Consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
12/06/2012 - Present
Citigroup Global Markets Inc. (New York NY)
NY
01/05/2007 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
NY
01/01/2005 - 12/31/2006
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
09/15/2003 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NJ
11/24/2000 - 09/15/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
02/27/1998 - 12/06/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NA
05/08/1997 - 01/08/1998
RENAISSANCE FINANCIAL SECURITIES CORP.
IA
Issued 03/31/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/05/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/10/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/1997
Series 7 - General Securities Representative Examination
Active
Inactive
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BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
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FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
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Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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