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Peter Jonathan Ferrera

Fidelity Brokerage Services LLC

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About Peter Jonathan Ferrera

Peter Jonathan Ferrera is a financial advisor currently registered with Fidelity Brokerage Services LLC. Peter has been in the industry since December 11, 2004. Peter has a broad range of licenses and certifications, including Series 6, 7, 9, 10, 24, 63, 66, 99TO and SIE. Peter has experience with Fidelity Investments Institutional Services Company, Inc. and Fidelity Brokerage Services LLC.

Firm Information

Peter Ferrera is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Ferrera’s Registration & Firm History

MA

09/24/2013 - Present

Fidelity Brokerage Services LLC (BOSTON MA)

MA

01/17/2001 - 11/13/2007

FIDELITY BROKERAGE SERVICES LLC (MARLBOROUGH MA)

RI

02/01/1999 - 01/17/2001

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

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Licenses & Designations

BOTH

Issued 01/29/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/22/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/14/2016

Series 24 - General Securities Principal Examination

BC

Issued 07/09/2001

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/30/2001

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/24/2013

Series 7 - General Securities Representative Examination

BC

Issued 01/29/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Peter Jonathan Ferrera.
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