Unclaimed
Peter Jonathan Ferrera is a financial advisor currently registered with Fidelity Brokerage Services LLC. Peter has been in the industry since December 11, 2004. Peter has a broad range of licenses and certifications, including Series 6, 7, 9, 10, 24, 63, 66, 99TO and SIE. Peter has experience with Fidelity Investments Institutional Services Company, Inc. and Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
09/24/2013 - Present
Fidelity Brokerage Services LLC (BOSTON MA)
MA
01/17/2001 - 11/13/2007
FIDELITY BROKERAGE SERVICES LLC (MARLBOROUGH MA)
RI
02/01/1999 - 01/17/2001
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BOTH
Issued 01/29/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/14/2016
Series 24 - General Securities Principal Examination
BC
Issued 07/09/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/30/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2013
Series 7 - General Securities Representative Examination
BC
Issued 01/29/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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