Unclaimed
Peter Jon Shepanzyk is a financial advisor with Smbc Nikko Securities America, Inc. Peter has been in the industry since January 31, 2024. Peter is registered in 51 states and holds the Series 79TO, Series 63, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/31/2024 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
BC
Issued 05/20/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/01/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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