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Peter Jon Hill

Samuel A. Ramirez & Company, Inc.

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About Peter Jon Hill

Peter Jon Hill is an active financial advisor with Samuel A. Ramirez & Company, Inc. in NEW YORK, NY. Peter has been in the financial industry since 1991 and holds several licenses and certifications including Series 7, 24, 52TO, 53, 57TO, 63, 79TO and 99TO. Previously, Peter was registered with UBS Securities LLC, UBS Financial Services Inc., Wells Fargo Securities, LLC, Wells Fargo Institutional Securities, LLC, Wells Fargo Brokerage Services, L.L.C., BANC OF AMERICA SECURITIES LLC, J.P. MORGAN SECURITIES INC. and SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED.

Firm Information

Peter Hill is currently registered with Samuel A. Ramirez & Company, Inc.. Samuel A. Ramirez & Company, Inc. is a corporation formed in 1971. It is registered in 51 states and the District of Columbia, as well as with the Securities and Exchange Commission (SEC). The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Hill’s Registration & Firm History

NY

02/27/2023 - Present

Samuel A. Ramirez & Company, Inc. (NEW YORK NY)

NY

12/04/2020 - 11/16/2022

UBS SECURITIES LLC (NEW YORK NY)

NY

06/26/2017 - 11/16/2022

UBS FINANCIAL SERVICES INC. (New York NY)

NY

06/03/2009 - 04/17/2017

WELLS FARGO SECURITIES, LLC (NEW YORK NY)

NY

06/03/2009 - 08/04/2010

WELLS FARGO INSTITUTIONAL SECURITIES, LLC (NEW YORK NY)

NY

06/03/2009 - 11/06/2009

WELLS FARGO BROKERAGE SERVICES, L.L.C. (NEW YORK NY)

NY

07/08/2008 - 05/04/2009

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

05/01/2001 - 08/03/2006

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

04/05/1993 - 05/01/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

06/23/1987 - 03/12/1992

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/12/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/26/2008

Series 24 - General Securities Principal Examination

BC

Issued 04/06/1998

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/20/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter Jon Hill.
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