Unclaimed
Peter Jon Ferraro is a registered representative with Moloney Securities Asset Management LLC in Espero, FL. Peter has been in the securities industry since 1993. He has experience working with high-net-worth individuals, corporations, and other businesses. Peter is also a registered investment advisor representative in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/31/2016 - Present
Moloney Securities Asset Management LLC (ESPERO FL)
MO
03/05/2007 - 05/10/2007
WESTROCK ADVISORS, INC. (ST. LOUIS MO)
MO
11/28/2001 - 02/15/2007
WUNDERLICH SECURITIES, INC. (CLAYTON MO)
MO
09/04/1998 - 12/03/2001
J. MICHAEL-PATRICK, L.L.C. (CLAYTON MO)
MO
01/01/1997 - 08/06/1998
PAULI JOHNSON CAPITAL & RESEARCH INCORPORATED (ST. LOUIS MO)
MO
01/27/1994 - 01/01/1997
PAULI & COMPANY, INC (ST. LOUIS MO)
MN
08/11/1993 - 02/15/1994
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/11/1993 - 02/15/1994
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 03/23/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/25/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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