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Peter Jon Ferraro

Moloney Securities Asset Management LLC

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About Peter Jon Ferraro

Peter Jon Ferraro is a registered representative with Moloney Securities Asset Management LLC in Espero, FL. Peter has been in the securities industry since 1993. He has experience working with high-net-worth individuals, corporations, and other businesses. Peter is also a registered investment advisor representative in Florida.

Firm Information

Peter Ferraro is currently registered with Moloney Securities Asset Management LLC. Moloney Securities Asset Management LLC is an investment advisor headquartered in Manchester, MO, with a focus on financial planning, pension consulting, and portfolio management for individuals, corporations, and charitable organizations. With over $1 billion - $10 billion in assets under management, the firm provides a variety of services including educational seminars, publication of periodicals, and selection of other advisors. Moloney Securities Asset Management LLC is registered with the SEC and has 48 licensed agents, 82 investment advisor representatives, and 78 investment advisory functions.
Moloney Securities Asset Management LLC

13537 BARRETT PARKWAY DRIVE, SUITE 300

MANCHESTER, MO 63021

$1.20B

Assets Under Management

480

Total Clients

80

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Peter Ferraro’s Registration & Firm History

FL

03/31/2016 - Present

Moloney Securities Asset Management LLC (ESPERO FL)

MO

03/05/2007 - 05/10/2007

WESTROCK ADVISORS, INC. (ST. LOUIS MO)

MO

11/28/2001 - 02/15/2007

WUNDERLICH SECURITIES, INC. (CLAYTON MO)

MO

09/04/1998 - 12/03/2001

J. MICHAEL-PATRICK, L.L.C. (CLAYTON MO)

MO

01/01/1997 - 08/06/1998

PAULI JOHNSON CAPITAL & RESEARCH INCORPORATED (ST. LOUIS MO)

MO

01/27/1994 - 01/01/1997

PAULI & COMPANY, INC (ST. LOUIS MO)

MN

08/11/1993 - 02/15/1994

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

08/11/1993 - 02/15/1994

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

IA

Issued 03/23/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/25/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/05/2014

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/09/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Peter Jon Ferraro. Review regulatory record here.
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