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Peter John Zglinski

Ladenburg Thalmann & Co. Inc.

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About Peter John Zglinski

Peter Zglinski is a financial professional with over 25 years of experience in the industry. Currently, Peter Zglinski is registered with Ladenburg Thalmann & Co. Inc. in Melville, NY. Previously, Peter Zglinski has been associated with several other firms including Ladenburg Capital Management Inc., IAR Securities Corp., Investors Associates, Inc., VTR Capital, Inc., J. Gregory & Company, Inc., Josephthal Lyon & Ross Incorporated, Greenway Capital Corp., and Castle Securities Corp.

Firm Information

Peter Zglinski is currently registered with Ladenburg Thalmann & Co. Inc.. Ladenburg Thalmann & Co. Inc. is a Corporation formed on December 3, 1971. The firm is approved and registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 36 regulatory events and 14 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

27

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Zglinski’s Registration & Firm History

NY

11/20/2002 - Present

Ladenburg Thalmann & Co. Inc. (MELVILLE NY)

NY

04/19/1999 - 11/20/2002

LADENBURG CAPITAL MANAGEMENT INC. (BETHPAGE NY)

NY

05/08/1997 - 04/03/1998

IAR SECURITIES CORP. (NEW YORK NY)

NJ

05/08/1997 - 05/09/1997

INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)

NY

09/12/1994 - 06/19/1995

VTR CAPITAL, INC. (NEW YORK NY)

NA

08/31/1994 - 09/21/1994

J. GREGORY & COMPANY, INC.

NY

03/11/1993 - 04/22/1993

JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)

NY

11/19/1992 - 02/10/1993

GREENWAY CAPITAL CORP. (NEW YORK CITY NY)

NY

03/09/1992 - 09/02/1992

CASTLE SECURITIES CORP. (FREEPORT NY)

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Licenses & Designations

BC

Issued 10/04/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/29/2003

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 02/24/2003

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 09/15/1997

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/30/1994

Series 7 - General Securities Representative Examination

BC

Issued 03/06/1992

Series 11 - Assistant Representative-Order Processing Qualification Exam

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Peter John Zglinski.
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