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Peter John Watson

Pruco Securities, LLC

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About Peter John Watson

Peter John Watson has been an active Registered Representative in the securities industry for over 23 years, having passed his Series 63 in June 1999. Peter is also an active Investment Advisor Representative with experience in financial services since 1999. Peter is currently registered with Pruco Securities, LLC in Olympia, Washington. Peter has a large number of active licenses including Texas and Washington, as well as many others. Peter has been awarded the designation of Certified Financial Planner and Chartered Financial Consultant. Peter is located at the Olympia, Washington branch of Pruco Securities, LLC.

Firm Information

Peter Watson is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Peter Watson’s Registration & Firm History

WA

02/05/2002 - Present

Pruco Securities, LLC (OLYMPIA WA)

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Licenses & Designations

IA

Issued 12/18/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/18/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/25/2003

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/04/2001

Series 7 - General Securities Representative Examination

BC

Issued 06/19/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter John Watson.
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