Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter John Stroud is a financial professional with over 25 years of experience in the industry. Currently, Peter is registered with TD Securities (usa) LLC, a firm with a broad range of financial products and services. Previously, Peter worked at SBC Warburg Dillon Read Inc. and SBC Warburg, Inc. Peter holds a Series 27, Series 99TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/03/2002 - Present
TD Securities (usa) LLC (NEW YORK NY)
CT
09/02/1997 - 05/29/1998
SBC WARBURG DILLON READ INC. (STAMFORD CT)
NY
03/10/1993 - 09/02/1997
SBC WARBURG, INC. (NEW YORK NY)
BC
Issued 06/24/2002
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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