Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Romaniw is a financial advisor with over 25 years of experience in the industry. Peter is currently registered with MML Investors Services, LLC in Springfield, MA. Previously, Peter has worked for other firms including MML Distributors, LLC, MML Investors Services, Inc., Phoenix Equity Planning Corporation, WS Griffith Securities, Inc., and Hartford Equity Sales Company Inc. Peter is licensed to provide financial advice in Connecticut and holds a variety of licenses and certifications including Series 6, 7, 24, 63, and 66. Peter specializes in providing investment advice and financial planning services to individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
07/21/2008 - Present
MML Investors Services, LLC (SPRINGFIELD MA)
CT
06/02/2006 - 06/07/2008
MML DISTRIBUTORS, LLC (ENFIELD CT)
MA
07/20/2004 - 03/29/2006
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
CT
06/24/2003 - 05/25/2004
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
CT
03/04/1996 - 05/25/2004
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
CT
04/17/1995 - 03/18/1996
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
BOTH
Issued 12/01/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/27/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2000
Series 7 - General Securities Representative Examination
BC
Issued 04/11/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Peter Romaniw is the right advisor for you? Invested Better is here to help.
