Unclaimed
Peter John Quinn is a registered investment advisor representative with Riverfront Investment Group, LLC based in Richmond, Virginia. Peter John Quinn has been in the securities industry for over 30 years. He is a registered representative with FINRA and has a Series 7, Series 24, Series 63, Series 65, and Series 66 license. Peter John Quinn is also a member of the Virginia Institute of Marine Science Foundation. Peter John Quinn has experience providing portfolio management for individuals and investment companies. He has also provided investment models to UMA and model delivery platforms. Peter John Quinn has worked for several firms in the past, including Robert W. Baird & Co. Incorporated, Davenport & Company LLC, Anderson & Strudwick, Incorporated, Cary Street Partners LLC, Wachovia Securities, Inc., First Union Capital Markets Corp., Mentor Services Company, LLC, Mentor Distributors, LLC, Wheat, First Securities, Inc., Smith Barney, Harris Upham & Co., Incorporated and GIT Investment Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Provide investment models to uma and model delivery platforms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
VA
03/31/2008 - Present
Riverfront Investment Group, LLC (RICHMOND VA)
WI
10/27/2008 - 12/31/2010
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
VA
01/04/2006 - 09/10/2007
DAVENPORT & COMPANY LLC (RICHMOND VA)
VA
04/27/2005 - 11/16/2005
ANDERSON & STRUDWICK, INCORPORATED (RICHMOND VA)
VA
04/15/2005 - 04/29/2005
CARY STREET PARTNERS LLC (RICHMOND VA)
MO
10/01/1999 - 05/28/2003
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NC
06/30/1999 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
VA
02/02/1998 - 06/30/1999
MENTOR SERVICES COMPANY, LLC (RICHMOND VA)
MA
05/19/1992 - 02/02/1998
MENTOR DISTRIBUTORS, LLC (BOSTON MA)
NC
10/14/1985 - 05/24/1993
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NA
09/17/1984 - 10/21/1985
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
01/26/1984 - 09/04/1984
GIT INVESTMENT SERVICES, INC.
BOTH
Issued 02/20/2006
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/11/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/12/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/15/1990
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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