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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter John O'brien is an investment advisor representative with Cetera Investment Advisers LLC in Anaheim Hills, CA. Peter has been in the industry since 1987 and has worked for several firms including Wells Fargo Advisors, LLC, Wells Fargo Investments, LLC, Chase Investment Services Corp, BANC OF AMERICA INVESTMENT SERVICES, INC., ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC., BA INVESTMENT SERVICES, INC., GNA SECURITIES, INC., INVEST FINANCIAL CORPORATION, PAINEWEBBER INCORPORATED, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Peter is registered in Arizona and California to provide investment advisory services. Peter is also registered as a FINRA Arbitrator.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
01/28/2013 - Present
Cetera Investment Advisers LLC (ANAHEIM HILLS CA)
CA
01/03/2011 - 01/29/2013
WELLS FARGO ADVISORS, LLC (BREA CA)
CA
10/26/2010 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (ANAHEIM CA)
AZ
03/25/2009 - 02/03/2010
CHASE INVESTMENT SERVICES CORP. (FOUNTAIN HILLS AZ)
AZ
10/02/2006 - 02/09/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SCOTTSDALE AZ)
TN
05/06/1999 - 02/06/2006
ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (NASHVILLE TN)
CA
05/30/1992 - 12/15/1998
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
VA
02/01/1991 - 06/30/1992
GNA SECURITIES, INC. (GLEN ALLEN VA)
WI
10/25/1989 - 02/11/1991
INVEST FINANCIAL CORPORATION (APPLETON WI)
NA
08/14/1986 - 08/25/1987
PAINEWEBBER INCORPORATED
NA
07/21/1983 - 08/27/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOTH
Issued 5/17/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/14/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/30/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 6/20/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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