Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter McMillen is a financial professional with over 28 years of experience in the securities industry. Peter is a Registered Representative and a Financial and Operations Principal with C. L. King & Associates, Inc. Peter holds the Series 27, SIE, Series 99TO and Series 7TO licenses. Peter currently works out of the Albany, NY office of C. L. King & Associates, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/08/1994 - Present
C. L. King & Associates, Inc. (ALBANY NY)
BC
Issued 11/05/1994
Series 27 - Financial and Operations Principal Examination
BC
Issued 05/08/2024
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 05/17/2022
Series 7TO - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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