Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Forbes has been working in the financial industry since July 2, 1998. Peter is currently registered with Pershing LLC. Peter has previously worked with HSBC Securities (USA) Inc., UBS Financial Services Inc., MetLife Securities Inc., New England Securities, Lincoln Financial Securities Corporation, Pruco Securities, LLC., CitiCorp Investment Services, CitiCorp Financial Services,INC. and Shearson Lehman Hutton Inc. Peter is a licensed Series 7, 24, 51, 53, 63 and 66 securities professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
03/05/2020 - Present
Pershing LLC (JERSEY CITY NJ)
NY
12/23/2015 - 07/23/2018
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NJ
10/29/2013 - 11/11/2015
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NJ
12/16/2009 - 09/15/2010
METLIFE SECURITIES INC. (ISELIN NJ)
NJ
09/17/2008 - 12/01/2009
NEW ENGLAND SECURITIES (SOMERVILLE NJ)
NJ
02/04/2008 - 09/12/2008
LINCOLN FINANCIAL SECURITIES CORPORATION (SOMERSET NJ)
NJ
12/02/2003 - 01/04/2008
PRUCO SECURITIES, LLC. (EAST BRUNSWICK NJ)
NY
06/01/1992 - 07/12/2000
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NA
02/26/1991 - 06/01/1992
CITICORP FINANCIAL SERVICES,INC.
NY
04/18/1989 - 04/23/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
BOTH
Issued 08/29/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/03/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/15/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2004
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 09/23/2003
Series 24 - General Securities Principal Examination
BC
Issued 07/23/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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