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Peter John Kapinos

Empower Financial Services, Inc.

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About Peter John Kapinos

Peter John Kapinos is a financial advisor with Empower Financial Services, Inc. Peter has over 30 years of experience in the financial services industry. Peter is registered with the Financial Industry Regulatory Authority (FINRA) as well as in all 50 states and the District of Columbia. Peter holds the Series 6, 7, 24, 26, 53 and SIE licenses.

Firm Information

Peter Kapinos is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Kapinos’s Registration & Firm History

MA

01/02/2015 - Present

Empower Financial Services, Inc. (Boston MA)

MA

04/04/1990 - 01/02/2015

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)

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Licenses & Designations

BC

Issued 04/03/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/04/2001

Series 24 - General Securities Principal Examination

BC

Issued 11/03/2000

Series 53 - Municipal Securities Principal Examination

BC

Issued 07/02/1992

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/29/2000

Series 7 - General Securities Representative Examination

BC

Issued 04/03/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter John Kapinos.
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