Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter John Giordano has been in the industry since May 11, 1999. Peter is currently registered with Oppenheimer & Co. Inc. and has been with the firm since January 14, 2008. Prior to that, Peter was with CIBC WORLD MARKETS CORP. from May 12, 1999, to January 14, 2008. Peter has licenses for Series 3, 7, 9, 10, 24, 57TO, 63 and 99TO. Peter is registered in 52 states and holds a FINRA registration. Oppenheimer & Co. Inc. is a large firm with over 1,700 employees and over $27 billion in assets under management. They are registered with FINRA and oversee more than 34,000 accounts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
01/14/2008 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
05/12/1999 - 01/14/2008
CIBC WORLD MARKETS CORP. (NEW YORK NY)
BC
Issued 06/25/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/06/2023
Series 24 - General Securities Principal Examination
BC
Issued 11/13/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/29/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/03/2023
Series 3 - National Commodity Futures Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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