Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter John Fritz is a registered representative with SMBc Nikko Securities America, Inc. Peter has been in the securities industry since May 17, 2008. Peter has passed the Series 63, Series 79TO, SIE and Series 7 exams. Peter has been registered with the Financial Industry Regulatory Authority (FINRA) since July 13, 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/13/2022 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
08/02/2013 - 09/29/2020
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
09/09/2004 - 09/06/2011
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 08/07/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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