Unclaimed
Peter John Fendler is a financial advisor who has been in the industry since September 1986. Peter is currently registered with Commonwealth Financial Network and has been with the firm since March 19, 2003. Prior to Commonwealth Financial Network, Peter was employed by Aetna Investment Services, Inc., MML Investors Services, Inc., Aetna Life Insurance and Annuity Company, Massachusetts Mutual Life Insurance Company, and John Hancock Distributors, Inc. Peter holds Series 6, 7, 24, 63 and 66 licenses. Peter has been a registered representative in Alabama, Arizona, Arkansas, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Hawaii, Indiana, Maine, Maryland, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Oklahoma, Pennsylvania, South Carolina, Vermont, and Virginia. Peter is also a registered investment advisor in Maine. Peter's primary focus is on providing financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisers, portfolio management for businesses and individuals to high net worth individuals, corporations or other businesses, charitable organizations, pension and profit sharing plans, state or municipal government entities, and individuals other than high net worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
ME
03/19/2003 - Present
Commonwealth Financial Network (South Portland ME)
CT
10/15/1993 - 01/27/1999
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
MA
07/30/1987 - 01/04/1999
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
CT
08/15/1989 - 10/15/1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)
NA
07/30/1987 - 01/02/1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
NA
09/02/1986 - 08/05/1987
JOHN HANCOCK DISTRIBUTORS, INC.
BOTH
Issued 09/26/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/13/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/04/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2000
Series 7 - General Securities Representative Examination
BC
Issued 08/28/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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