Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter John Falcone is a financial advisor who has been in the industry since July 5, 2000. Peter is currently registered with LPL Financial LLC as an investment advisor representative. Peter has worked for several financial institutions, including Invest Financial Corporation, Intersecurities, Inc., American General Securities Incorporated, and FSC Securities Corporation. Peter is licensed in several states including Arizona, California, Georgia, Idaho, Louisiana, Nevada, Oregon, Texas, Utah, and Virginia. Peter has earned the Series 6, Series 63, Series 65, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
02/14/2018 - Present
LPL Financial LLC (RIVERSIDE CA)
CA
02/09/2009 - 02/14/2018
INVEST FINANCIAL CORPORATION (RIVERSIDE CA)
CA
10/24/2005 - 12/31/2008
INTERSECURITIES, INC. (RIVERSIDE CA)
AZ
12/03/2004 - 10/24/2005
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
GA
01/13/2004 - 11/09/2004
FSC SECURITIES CORPORATION (ATLANTA GA)
FL
05/01/2000 - 01/08/2004
INTERSECURITIES, INC. (ST. PETERSBURG FL)
IA
Issued 10/09/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/20/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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