Unclaimed
Peter John Difiore is a registered representative with Neuberger Berman BD LLC and has been in the industry since February 6, 2019. Peter Difiore is registered with FINRA, and holds the Series 7TO, Series 66, and SIE licenses. Peter John Difiore specializes in providing financial planning services to individuals and selecting other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
03/14/2019 - Present
Neuberger Berman BD LLC (NEW YORK NY)
BOTH
Issued 03/14/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/07/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/18/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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