Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Stein is a registered representative with Northwestern Mutual Investment Services, LLC. Peter has been in the financial services industry since March 2023. Peter has a Series 7TO, SIE, and Series 66 licenses. Peter has 13 state registrations and is registered with FINRA. Peter also earns commissions from insurance companies or insurance brokerage agencies for sales of non-variable life, health, Medicare, annuity, disability and/or long-term care insurance products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NY
08/07/2023 - Present
Northwestern Mutual Investment Services, LLC (NEW YORK NY)
BOTH
Issued 08/02/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/01/2023
Series 7TO - General Securities Representative Examination
BC
Issued 11/21/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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