Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Jeremy Sobel is a financial advisor with over 30 years of experience in the industry. Peter has been a registered representative at BNY Mellon Securities Corp. since 2010. Prior to that, Peter worked at a number of other firms, including FIRST EMPIRE SECURITIES, INC., PATAGON.COM SECURITIES CORP., DEAN WITTER REYNOLDS INC., GOLDMAN, SACHS & CO., and BATEMAN EICHLER, HILL RICHARDS, INCORPORATED. Peter offers a wide range of financial services, including portfolio management, investment advisory services, and insurance products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
08/07/2021 - Present
BNY Mellon Securities Corp. (UNIONDALE NY)
NY
02/08/2002 - 01/11/2010
FIRST EMPIRE SECURITIES, INC. (HAUPPAUGE NY)
FL
02/22/2000 - 08/20/2001
PATAGON.COM SECURITIES CORP. (MIAMI BEACH FL)
NY
08/06/1998 - 12/02/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
10/18/1996 - 07/29/1998
GOLDMAN, SACHS & CO. (NEW YORK NY)
MO
09/04/1990 - 04/29/1996
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
11/03/1987 - 09/04/1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
BOTH
Issued 10/31/2008
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/08/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/05/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/21/2000
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/02/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1988
Series 7 - General Securities Representative Examination
BC
Issued 10/29/1985
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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