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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Jeremy Sarner is an investment advisor representative with B. Riley Wealth Advisors, Inc., a financial services firm headquartered in Memphis, Tennessee. Peter has been in the industry since May 2, 1995. Peter has a diverse background, having worked previously for National Securities Corporation and Oppenheimer & Co. Inc. Peter is licensed to provide investment advisory services in Connecticut and Texas. Peter provides financial planning, pension consulting, educational seminars, and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
10/21/2021 - Present
B. Riley Wealth Advisors, Inc. (LYME CT)
CT
01/12/2007 - 07/22/2022
NATIONAL SECURITIES CORPORATION (LYME CT)
NY
09/04/2002 - 01/16/2007
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
05/03/1995 - 09/25/2002
SANDS BROTHERS & CO., LTD. (NEW YORK NY)
IA
Issued 08/16/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2007
Series 24 - General Securities Principal Examination
BC
Issued 09/15/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/22/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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