Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter McCarron is a financial advisor currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. with over 15 years of experience in the financial services industry. Peter has been registered with multiple firms over the years including Morgan Stanley, Capitol Securities & Associates, Inc. and A. G. Edwards & Sons, Inc. He has also been active in several states, including Rhode Island, Massachusetts, and Texas. Peter McCarron holds FINRA Series 66 and 7 licenses and is a licensed Investment Advisor Representative in Rhode Island and Texas. His expertise lies in offering portfolio management services for both businesses and individuals, providing guidance on pension consulting and conducting educational seminars. He is also known for providing performance measurement reports, allocation modeling, and Investment Policy Statements.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
RI
06/28/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PROVIDENCE RI)
RI
03/24/2017 - 05/30/2018
MORGAN STANLEY (PROVIDENCE RI)
MA
05/07/2014 - 02/28/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WELLESLEY HILLS MA)
MA
11/26/2012 - 03/14/2014
CAPITOL SECURITIES MANAGEMENT, INC. (BOSTON MA)
MA
07/20/2010 - 12/18/2012
CAPITOL SECURITIES & ASSOCIATES, INC. (BOSTON MA)
RI
12/23/2009 - 07/12/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LINCOLN RI)
MA
01/01/2008 - 07/15/2009
WELLS FARGO ADVISORS, LLC (WELLESLEY MA)
MA
08/06/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (WELLESLEY MA)
BOTH
Issued 11/24/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Peter McCarron is the right advisor for you? Invested Better is here to help.
