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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Jay McCarron is a financial advisor who has been working in the industry since April 24, 2008. Peter Jay McCarron is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc., where Peter Jay McCarron has been employed since May 2018. Peter Jay McCarron is also registered in 32 states, including Rhode Island and Texas. Previously, Peter Jay McCarron worked at Morgan Stanley from March 2017 to May 2018. Peter Jay McCarron has also held positions at Capital Securities Management, Inc., Capital Securities & Associates, Inc., Wells Fargo Advisors, LLC, and A.G. Edwards & Sons, Inc. Peter Jay McCarron has a wide range of experience in the financial services industry and is committed to providing clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
RI
06/28/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PROVIDENCE RI)
RI
03/24/2017 - 05/30/2018
MORGAN STANLEY (PROVIDENCE RI)
MA
05/07/2014 - 02/28/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WELLESLEY HILLS MA)
MA
11/26/2012 - 03/14/2014
CAPITOL SECURITIES MANAGEMENT, INC. (BOSTON MA)
MA
07/20/2010 - 12/18/2012
CAPITOL SECURITIES & ASSOCIATES, INC. (BOSTON MA)
RI
12/23/2009 - 07/12/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LINCOLN RI)
MA
01/01/2008 - 07/15/2009
WELLS FARGO ADVISORS, LLC (WELLESLEY MA)
MA
08/06/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (WELLESLEY MA)
BOTH
Issued 11/24/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/4/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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