Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Jared Stein is a financial advisor with D.a. Davidson & Co. Peter has over 20 years of experience in the financial services industry. Peter has been registered with the state of Florida since 2020 and holds several securities licenses, including Series 7, Series 24, and Series 63. Peter provides a range of financial services, including portfolio management for individuals and businesses, financial planning, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
03/27/2020 - Present
D.a. Davidson & Co. (Aventura FL)
FL
08/03/2009 - 03/28/2020
ARBOR RESEARCH & TRADING, LLC (DANIA BEACH FL)
NY
06/22/2007 - 12/17/2008
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
04/11/2002 - 06/27/2007
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
08/27/2001 - 01/14/2002
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
NY
03/12/2001 - 08/22/2001
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
NY
05/15/2000 - 03/21/2001
MOMENTUM SECURITIES, L.L.C. (NEW YORK NY)
BC
Issued 05/15/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/12/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Peter Stein is the right advisor for you? Invested Better is here to help.
