Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter James Ulbrich is an Investment Advisor Representative associated with Oppenheimer & Co. Inc. Peter has been in the securities industry since 1993. Peter has passed multiple industry exams including the Series 7, Series 9, Series 10, Series 31, Series 63, Series 65, Series 99 and the Securities Industry Essentials Examination. Peter is currently registered with FINRA and holds licenses in Alabama, Arizona, California, Colorado, Delaware, District of Columbia, Florida, Georgia, Illinois, Maine, Maryland, Massachusetts, Michigan, Mississippi, Missouri, Nevada, New Hampshire, New York, Ohio, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, and Wisconsin. Peter has previous experience with First of Michigan Corporation and Olde Discount Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MI
04/20/2016 - Present
Oppenheimer & Co. Inc. (BIRMINGHAM MI)
MI
12/15/1994 - 01/01/1999
FIRST OF MICHIGAN CORPORATION (DETROIT MI)
MI
11/17/1993 - 12/20/1994
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 12/04/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/07/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/11/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 11/16/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Peter Ulbrich is the right advisor for you? Invested Better is here to help.
