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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter James Smail is a registered investment advisor representative with Fidelity Personal and Workplace Advisors. Peter James Smail has been in the securities industry since 2011. Peter James Smail has passed the Uniform Securities Agent State Law Examination, the Uniform Combined State Law Examination, the General Securities Sales Supervisor - General Module Examination, the General Securities Sales Supervisor - Options Module Examination, the Securities Industry Essentials Examination, and the General Securities Representative Examination. Peter James Smail is currently registered with Fidelity Personal and Workplace Advisors in Massachusetts and Texas. Fidelity Personal and Workplace Advisors is a registered investment advisor with approximately $1 billion - $10 billion in assets under management. Fidelity Personal and Workplace Advisors has over 1,362,400 clients. Fidelity Personal and Workplace Advisors provides financial planning, educational seminars, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
09/11/2022 - Present
Fidelity Personal AND Workplace Advisors (BOSTON MA)
BOTH
Issued 03/12/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/25/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/07/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/07/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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